UNIX For Beginners — Second Edition
Brian W. Kernighan
This paper is meant to help new users get started on the UNIXoperating system. It includes:
basics needed for day-to-day use of the system — typing commands, correcting typing mistakes, logging in and out, mail, inter-terminal communication, the ﬁle system, printing ﬁles, redirecting I/O, pipes, and the shell. document preparation — a brief discussion of the major formatting programs and macro packages, hints on preparing documents, and capsule descriptions of some supporting software. UNIX programming — using the editor, programming the shell, programming in C, other languages and tools. An annotated UNIX bibliography.
From the user’s point of view, the UNIX operating system is easy to learn and use, and presents few of the usual impediments to getting the job done. It is hard, however, for the beginner to know where to start, and how to make the best use of the facilities available. The purpose of this introduction is to help new users get used to the main ideas of the UNIX system and start making effective use of it quickly.
You should have a couple of other documents with you for easy reference as you read this one. The most important is The UNIX Programmer’s Manual; it’s often easier to tell you to read about something in the manual than to repeat its contents here. The other useful document is A Tutorial Introduction to the UNIX Text Editor, which will tell you how to use the editor to get text — programs, data, documents — into the computer.
A word of warning: the UNIX system has become quite popular, and there are several major variants in widespread use. Of course details also change with time. So although the basic structure of UNIX and how to use it is common to all versions, there will certainly be a few things which are different on your system from what is described here. We have tried to minimize the problem, but be aware of it. In cases of doubt, this paper describes Version 7 UNIX.
This paper has ﬁve sections:
Getting Started: How to log in, how to type, what to do about mistakes in typing, how to log out. Some of this is dependent on which system you log into (phone numbers, for example) and what terminal you use, so this section must necessarily be supplemented by local information.
Day-to-day Use: Things you need every day to use the system effectively: generally useful commands; the ﬁle system.
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Document Preparation: Preparing manuscripts is one of the most common uses for UNIX systems. This section contains advice, but not extensive instructions on any of the formatting tools.
Writing Programs: UNIX is an excellent system for developing programs. This section talks about some of the tools, but again is not a tutorial in any of the programming languages provided by the system.
A UNIX Reading List. An annotated bibliography of documents that new users should be aware of.
I. GETTING STARTED
You must have a UNIX login name, which you can get from whoever administers your system. You also need to know the phone number, unless your system uses permanently connected terminals. The UNIX system is capable of dealing with a wide variety of terminals: Terminet 300’s; Execuport, TI and similar portables; video (CRT) terminals like the HP2640, etc.; high-priced graphics terminals like the Tektronix 4014; plotting terminals like those from GSI and DASI; and even the venerable Teletype in its various forms. But note: UNIX is strongly oriented towards devices with lower case. If your terminal produces only upper case (e.g., model 33 Teletype, some video and portable terminals), life will be so difﬁcult that you should look for another terminal.
Be sure to set the switches appropriately on your device. Switches that might need to be adjusted include the speed, upper/lower case mode, full duplex, even parity, and any others that local wisdom advises. Establish a connection using whatever magic is needed for your terminal; this may involve dialing a telephone call or merely ﬂipping a switch. In either case, UNIX should type ”login:” at you. If it types garbage, you may be at the wrong speed; check the switches. If that fails, push the ”break” or ”interrupt” key a few times, slowly. If that fails to produce a login message, consult a guru.
When you get a login: message, type your login name in lower case. Follow it by a RETURN; the system will not do anything until you type a RETURN. If a password is required, you will be asked for it, and (if possible) printing will be turned off while you type it. Don’t forget RETURN.
The culmination of your login efforts is a ”prompt character,” a single character that indicates that the system is ready to accept commands from you. The prompt character is usually a dollar sign $ or a percent sign %. (You may also get a message of the day just before the prompt character, or a notiﬁcation that you have mail.)
Once you’ve seen the prompt character, you can type commands, which are requests that the system do something. Try typing
followed by RETURN. You should get back something like
Mon Jan 16 14:17:10 EST 1978
Don’t forget the RETURN after the command, or nothing will happen. If you think you’re being ignored,
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type a RETURN; something should happen. RETURN won’t be mentioned again, but don’t forget it — it has to be there at the end of each line.
Another command you might try is who, which tells you everyone who is currently logged in:
gives something like
mb tty01 Jan 16 09:11 ski tty05 Jan 16 09:33 gam tty11 Jan 16 13:07
The time is when the user logged in; ”ttyxx” is the system’s idea of what terminal the user is on.
If you make a mistake typing the command name, and refer to a non-existent command, you will be told. For example, if you type
you will be told
whom: not found
Of course, if you inadvertently type the name of some other command, it will run, with more or less mysterious results.
Strange Terminal Behavior
Sometimes you can get into a state where your terminal acts strangely. For example, each letter may be typed twice, or the RETURN may not cause a line feed or a return to the left margin. You can often ﬁx this by logging out and logging back in. Or you can read the description of the command stty in section I of the manual. To get intelligent treatment of tab characters (which are much used in UNIX) if your terminal doesn’t have tabs, type the command
and the system will convert each tab into the right number of blanks for you. If your terminal does have computer-settable tabs, the command tabs will set the stops correctly for you.
Mistakes in Typing
If you make a typing mistake, and see it before RETURN has been typed, there are two ways to recover. The sharp-character # erases the last character typed; in fact successive uses of # erase characters back to the beginning of the line (but not beyond). So if you type badly, you can correct as you go:
is the same as date.
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The at-sign @ erases all of the characters typed so far on the current input line, so if the line is irretrievably fouled up, type an @ and start the line over.
What if you must enter a sharp or at-sign as part of the text? If you precede either # or @ by a backslash \, it loses its erase meaning. So to enter a sharp or at-sign in something, type \# or \@. The system will always echo a newline at you after your at-sign, even if preceded by a backslash. Don’t worry — the at-sign has been recorded.
To erase a backslash, you have to type two sharps or two at-signs, as in \##. The backslash is used extensively in UNIX to indicate that the following character is in some way special.
UNIX has full read-ahead, which means that you can type as fast as you want, whenever you want, even when some command is typing at you. If you type during output, your input characters will appear intermixed with the output characters, but they will be stored away and interpreted in the correct order. So you can type several commands one after another without waiting for the ﬁrst to ﬁnish or even begin.
Stopping a Program
You can stop most programs by typing the character ”DEL” (perhaps called ”delete” or ”rubout” on your terminal). The ”interrupt” or ”break” key found on most terminals can also be used. In a few programs, like the text editor, DEL stops whatever the program is doing but leaves you in that program. Hanging up the phone will stop most programs.
The easiest way to log out is to hang up the phone. You can also type
and let someone else use the terminal you were on. It is usually not sufﬁcient just to turn off the terminal. Most UNIX systems do not use a time-out mechanism, so you’ll be there forever unless you hang up.
When you log in, you may sometimes get the message
You have mail.
UNIX provides a postal system so you can communicate with other users of the system. To read your mail, type the command
Your mail will be printed, one message at a time, most recent message ﬁrst. After each message, mail waits for you to say what to do with it. The two basic responses are d, which deletes the message, and RETURN, which does not (so it will still be there the next time you read your mailbox). Other responses
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are described in the manual. (Earlier versions of mail do not process one message at a time, but are otherwise similar.)
How do you send mail to someone else? Suppose it is to go to ”joe” (assuming ”joe” is someone’s login name). The easiest way is this:
mail joe now type in the text of the letter on as many lines as you like … After the last line of the letter type the character ”control-d”, that is, hold down ”control” and type a letter ”d”.
And that’s it. The ”control-d” sequence, often called ”EOF” for end-of-ﬁle, is used throughout the system to mark the end of input from a terminal, so you might as well get used to it.
For practice, send mail to yourself. (This isn’t as strange as it might sound — mail to oneself is a handy reminder mechanism.)
There are other ways to send mail — you can send a previously prepared letter, and you can mail to a number of people all at once. For more details see mail(1). (The notation mail(1) means the command mail in section 1 of the UNIX Programmer’s Manual.)
Writing to other users
At some point, out of the blue will come a message like
Message from joe tty07…
accompanied by a startling beep. It means that Joe wants to talk to you, but unless you take explicit action you won’t be able to talk back. To respond, type the command
This establishes a two-way communication path. Now whatever Joe types on his terminal will appear on yours and vice versa. The path is slow, rather like talking to the moon. (If you are in the middle of something, you have to get to a state where you can type a command. Normally, whatever program you are running has to terminate or be terminated. If you’re editing, you can escape temporarily from the editor — read the editor tutorial.)
A protocol is needed to keep what you type from getting garbled up with what Joe types. Typically it’s like this:
Joe types write smith and waits. Smith types write joe and waits. Joe now types his message (as many lines as he likes). When he’s ready for a reply, he signals it by typing (o), which stands for ”over”. Now Smith types a reply, also terminated by (o). This cycle repeats until someone gets tired; he then signals his intent to quit with (oo), for ”over
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and out”. To terminate the conversation, each side must type a ”control-d” character alone on a line. (”Delete” also works.) When the other person types his ”control-d”, you will get the message EOF on your terminal.
If you write to someone who isn’t logged in, or who doesn’t want to be disturbed, you’ll be told. If the target is logged in but doesn’t answer after a decent interval, simply type ”control-d”.
The UNIX Programmer’s Manual is typically kept on-line. If you get stuck on something, and can’t ﬁnd an expert to assist you, you can print on your terminal some manual section that might help. This is also useful for getting the most up-to-date information on a command. To print a manual section, type ”man command-name”. Thus to read up on the who command, type
and, of course,
tells all about the man command.
Computer Aided Instruction
Your UNIX system may have available a program called learn, which provides computer aided instruction on the ﬁle system and basic commands, the editor, document preparation, and even C programming. Try typing the command
If learn exists on your system, it will tell you what to do from there.
II. DAY-TO-DAY USE
Creating Files — The Editor
If you have to type a paper or a letter or a program, how do you get the information stored in the machine? Most of these tasks are done with the UNIX ”text editor” ed. Since ed is thoroughly documented in ed(1) and explained in A Tutorial Introduction to the UNIX Text Editor, we won’t spend any time here describing how to use it. All we want it for right now is to make some ﬁles. (A ﬁle is just a collection of information stored in the machine, a simplistic but adequate deﬁnition.)
To create a ﬁle called junk with some text in it, do the following:
ed junk (invokes the text editor) a (command to ”ed”, to add text) now type in whatever text you want …
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. (signals the end of adding text)
The ”.” that signals the end of adding text must be at the beginning of a line by itself. Don’t forget it, for until it is typed, no other ed commands will be recognized — everything you type will be treated as text to be added.
At this point you can do various editing operations on the text you typed in, such as correcting spelling mistakes, rearranging paragraphs and the like. Finally, you must write the information you have typed into a ﬁle with the editor command w:
ed will respond with the number of characters it wrote into the ﬁle junk.
Until the w command, nothing is stored permanently, so if you hang up and go home the information is lost.** But after w the information is there permanently; you can re-access it any time by typing
Type a q command to quit the editor. (If you try to quit without writing, ed will print a ? to remind you. A second q gets you out regardless.)
Now create a second ﬁle called temp in the same manner. You should now have two ﬁles, junk and temp.
What ﬁles are out there?
The ls (for ”list”) command lists the names (not contents) of any of the ﬁles that UNIX knows about. If you type
the response will be
which are indeed the two ﬁles just created. The names are sorted into alphabetical order automatically, but other variations are possible. For example, the command
causes the ﬁles to be listed in the order in which they were last changed, most recent ﬁrst. The -l option gives a ”long” listing:
will produce something like
-rw-rw-rw- 1 bwk 41 Jul 22 2:56 junk
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-rw-rw-rw- 1 bwk 78 Jul 22 2:57 temp
The date and time are of the last change to the ﬁle. The 41 and 78 are the number of characters (which should agree with the numbers you got from ed). bwk is the owner of the ﬁle, that is, the person who created it. The -rw-rw-rw- tells who has permission to read and write the ﬁle, in this case everyone.
Options can be combined: ls -lt gives the same thing as ls -l, but sorted into time order. You can also name the ﬁles you’re interested in, and ls will list the information about them only. More details can be found in ls(1).
The use of optional arguments that begin with a minus sign, like -t and -lt, is a common convention for UNIX programs. In general, if a program accepts such optional arguments, they precede any ﬁlename arguments. It is also vital that you separate the various arguments with spaces: ls-l is not the same as ls -l.
Now that you’ve got a ﬁle of text, how do you print it so people can look at it? There are a host of programs that do that, probably more than are needed.
One simple thing is to use the editor, since printing is often done just before making changes anyway. You can say
ed junk 1,$p
ed will reply with the count of the characters in junk and then print all the lines in the ﬁle. After you learn how to use the editor, you can be selective about the parts you print.
There are times when it’s not feasible to use the editor for printing. For example, there is a limit on how big a ﬁle ed can handle (several thousand lines). Secondly, it will only print one ﬁle at a time, and sometimes you want to print several, one after another. So here are a couple of alternatives.
First is cat, the simplest of all the printing programs. cat simply prints on the terminal the contents of all the ﬁles named in a list. Thus
prints one ﬁle, and
cat junk temp
prints two. The ﬁles are simply concatenated (hence the name ”cat”) onto the terminal.
pr produces formatted printouts of ﬁles. As with cat, pr prints all the ﬁles named in a list. The difference is that it produces headings with date, time, page number and ﬁle name at the top of each page, and extra lines to skip over the fold in the paper. Thus,
pr junk temp
will print junk neatly, then skip to the top of a new page and print temp neatly.
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pr can also produce multi-column output:
pr -3 junk
prints junk in 3-column format. You can use any reasonable number in place of ”3” and pr will do its best. pr has other capabilities as well; see pr(1).
It should be noted that pr is not a formatting program in the sense of shufﬂing lines around and justifying margins. The true formatters are nroff and troff, which we will get to in the section on document preparation.
There are also programs that print ﬁles on a high-speed printer. Look in your manual under opr and lpr. Which to use depends on what equipment is attached to your machine.
Shufﬂing Files About
Now that you have some ﬁles in the ﬁle system and some experience in printing them, you can try bigger things. For example, you can move a ﬁle from one place to another (which amounts to giving it a new name), like this:
mv junk precious
This means that what used to be ”junk” is now ”precious”. If you do an ls command now, you will get
Beware that if you move a ﬁle to another one that already exists, the already existing contents are lost forever.
If you want to make a copy of a ﬁle (that is, to have two versions of something), you can use the cp command:
cp precious temp1
makes a duplicate copy of precious in temp1.
Finally, when you get tired of creating and moving ﬁles, there is a command to remove ﬁles from the ﬁle system, called rm.
rm temp temp1
will remove both of the ﬁles named.
You will get a warning message if one of the named ﬁles wasn’t there, but otherwise rm, like most UNIX commands, does its work silently. There is no prompting or chatter, and error messages are occasionally curt. This terseness is sometimes disconcerting to newcomers, but experienced users ﬁnd it desirable.
What’s in a Filename
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So far we have used ﬁlenames without ever saying what’s a legal name, so it’s time for a couple of rules. First, ﬁlenames are limited to 14 characters, which is enough to be descriptive. Second, although you can use almost any character in a ﬁlename, common sense says you should stick to ones that are visible, and that you should probably avoid characters that might be used with other meanings. We have already seen, for example, that in the ls command, ls -t means to list in time order. So if you had a ﬁle whose name was -t, you would have a tough time listing it by name. Besides the minus sign, there are other characters which have special meaning. To avoid pitfalls, you would do well to use only letters, numbers and the period until you’re familiar with the situation.
On to some more positive suggestions. Suppose you’re typing a large document like a book. Logically this divides into many small pieces, like chapters and perhaps sections. Physically it must be divided too, for ed will not handle really big ﬁles. Thus you should type the document as a number of ﬁles. You might have a separate ﬁle for each chapter, called
chap1 chap2 etc…
Or, if each chapter were broken into several ﬁles, you might have
chap1.1 chap1.2 chap1.3 … chap2.1 chap2.2 …
You can now tell at a glance where a particular ﬁle ﬁts into the whole.
There are advantages to a systematic naming convention which are not obvious to the novice UNIX user. What if you wanted to print the whole book? You could say
pr chap1.1 chap1.2 chap1.3 ……
but you would get tired pretty fast, and would probably even make mistakes. Fortunately, there is a shortcut. You can say
The * means ”anything at all,” so this translates into ”print all ﬁles whose names begin with chap”, listed in alphabetical order.
This shorthand notation is not a property of the pr command, by the way. It is system-wide, a service of the program that interprets commands (the ”shell,” sh(1)). Using that fact, you can see how to list the names of the ﬁles in the book:
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chap1.1 chap1.2 chap1.3 …
The * is not limited to the last position in a ﬁlename — it can be anywhere and can occur several times. Thus
rm *junk* *temp*
removes all ﬁles that contain junk or temp as any part of their name. As a special case, * by itself matches every ﬁlename, so
prints all your ﬁles (alphabetical order), and
removes all ﬁles. (You had better be very sure that’s what you wanted to say!)
The * is not the only pattern-matching feature available. Suppose you want to print only chapters 1 through 4 and 9. Then you can say
The […] means to match any of the characters inside the brackets. A range of consecutive letters or digits can be abbreviated, so you can also do this with
Letters can also be used within brackets: [a-z] matches any character in the range a through z.
The ? pattern matches any single character, so
lists all ﬁles which have single-character names, and
ls -l chap?.1
lists information about the ﬁrst ﬁle of each chapter (chap1.1, chap2.1, etc.).
Of these niceties, * is certainly the most useful, and you should get used to it. The others are frills, but worth knowing.
If you should ever have to turn off the special meaning of *, ?, etc., enclose the entire argument in single quotes, as in
We’ll see some more examples of this shortly.
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What’s in a Filename, Continued
When you ﬁrst made that ﬁle called junk, how did the system know that there wasn’t another junk somewhere else, especially since the person in the next ofﬁce is also reading this tutorial? The answer is that generally each user has a private directory, which contains only the ﬁles that belong to him. When you log in, you are ”in” your directory. Unless you take special action, when you create a new ﬁle, it is made in the directory that you are currently in; this is most often your own directory, and thus the ﬁle is unrelated to any other ﬁle of the same name that might exist in someone else’s directory.
The set of all ﬁles is organized into a (usually big) tree, with your ﬁles located several branches into the tree. It is possible for you to ”walk” around this tree, and to ﬁnd any ﬁle in the system, by starting at the root of the tree and walking along the proper set of branches. Conversely, you can start where you are and walk toward the root.
Let’s try the latter ﬁrst. The basic tools is the command pwd (”print working directory”), which prints the name of the directory you are currently in.
Although the details will vary according to the system you are on, if you give the command pwd, it will print something like
This says that you are currently in the directory your-name, which is in turn in the directory /usr, which is in turn in the root directory called by convention just /. (Even if it’s not called /usr on your system, you will get something analogous. Make the corresponding changes and read on.)
If you now type
you should get exactly the same list of ﬁle names as you get from a plain ls: with no arguments, ls lists the contents of the current directory; given the name of a directory, it lists the contents of that directory.
This should print a long series of names, among which is your own login name your-name. On many systems, usr is a directory that contains the directories of all the normal users of the system, like you.
The next step is to try
You should get a response something like this (although again the details may be different):
bin dev etc lib tmp
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This is a collection of the basic directories of ﬁles that the system knows about; we are at the root of the tree.
(if junk is still around in your directory). The name
is called the pathname of the ﬁle that you normally think of as ”junk”. ”Pathname” has an obvious meaning: it represents the full name of the path you have to follow from the root through the tree of directories to get to a particular ﬁle. It is a universal rule in the UNIX system that anywhere you can use an ordinary ﬁlename, you can use a pathname.
Here is a picture which may make this clearer:
(root) / | \ / | \ / | \ bin etc usr dev tmp / | \ / | \ / | \ / | \ / | \ / | \ / | \ adam eve mary / / \ \ / \ junk junk temp
Notice that Mary’s junk is unrelated to Eve’s.
This isn’t too exciting if all the ﬁles of interest are in your own directory, but if you work with someone else or on several projects concurrently, it becomes handy indeed. For example, your friends can print your book by saying
Similarly, you can ﬁnd out what ﬁles your neighbor has by saying
or make your own copy of one of his ﬁles by
cp /usr/yourneighbor/hisﬁle yourﬁle
If your neighbor doesn’t want you poking around in his ﬁles, or vice versa, privacy can be arranged.
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Each ﬁle and directory has read-write-execute permissions for the owner, a group, and everyone else, which can be set to control access. See ls(1) and chmod(1) for details. As a matter of observed fact, most users most of the time ﬁnd openness of more beneﬁt than privacy.
As a ﬁnal experiment with pathnames, try
ls /bin /usr/bin
Do some of the names look familiar? When you run a program, by typing its name after the prompt character, the system simply looks for a ﬁle of that name. It normally looks ﬁrst in your directory (where it typically doesn’t ﬁnd it), then in /bin and ﬁnally in /usr/bin. There is nothing magic about commands like cat or ls, except that they have been collected into a couple of places to be easy to ﬁnd and administer.
What if you work regularly with someone else on common information in his directory? You could just log in as your friend each time you want to, but you can also say ”I want to work on his ﬁles instead of my own”. This is done by changing the directory that you are currently in:
(On some systems, cd is spelled chdir.) Now when you use a ﬁlename in something like cat or pr, it refers to the ﬁle in your friend’s directory. Changing directories doesn’t affect any permissions associated with a ﬁle — if you couldn’t access a ﬁle from your own directory, changing to another directory won’t alter that fact. Of course, if you forget what directory you’re in, type
to ﬁnd out.
It is usually convenient to arrange your own ﬁles so that all the ﬁles related to one thing are in a directory separate from other projects. For example, when you write your book, you might want to keep all the text in a directory called book. So make one with
then go to it with
then start typing chapters. The book is now found in (presumably)
To remove the directory book, type
rm book/* rmdir book
The ﬁrst command removes all ﬁles from the directory; the second removes the empty directory.
You can go up one level in the tree of ﬁles by saying
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”..” is the name of the parent of whatever directory you are currently in. For completeness, ”.” is an alternate name for the directory you are in.
Using Files instead of the Terminal
Most of the commands we have seen so far produce output on the terminal; some, like the editor, also take their input from the terminal. It is universal in UNIX systems that the terminal can be replaced by a ﬁle for either or both of input and output. As one example,
makes a list of ﬁles on your terminal. But if you say
a list of your ﬁles will be placed in the ﬁle ﬁlelist (which will be created if it doesn’t already exist, or overwritten if it does). The symbol > means ”put the output on the following ﬁle, rather than on the terminal.” Nothing is produced on the terminal. As another example, you could combine several ﬁles into one by capturing the output of cat in a ﬁle:
cat f1 f2 f3 >temp
The symbol >> operates very much like > does, except that it means ”add to the end of.” That is,
cat f1 f2 f3 >>temp
means to concatenate f1, f2 and f3 to the end of whatever is already in temp, instead of overwriting the existing contents. As with >, if temp doesn’t exist, it will be created for you.
In a similar way, the symbol < means to take the input for a program from the following ﬁle, instead of from the terminal. Thus, you could make up a script of commonly used editing commands and put them into a ﬁle called script. Then you can run the script on a ﬁle by saying
ed ﬁle <script
As another example, you can use ed to prepare a letter in ﬁle let, then send it to several people with
mail adam eve mary joe <let
One of the novel contributions of the UNIX system is the idea of a pipe. A pipe is simply a way to connect the output of one program to the input of another program, so the two run as a sequence of processes — a pipeline.
pr f g h
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will print the ﬁles f, g, and h, beginning each on a new page. Suppose you want them run together instead. You could say
cat f g h >temp pr <temp rm temp
but this is more work than necessary. Clearly what we want is to take the output of cat and connect it to the input of pr. So let us use a pipe:
cat f g h | pr
The vertical bar | means to take the output from cat, which would normally have gone to the terminal, and put it into pr to be neatly formatted.
There are many other examples of pipes. For example,
ls | pr -3
prints a list of your ﬁles in three columns. The program wc counts the number of lines, words and characters in its input, and as we saw earlier, who prints a list of currently-logged on people, one per line. Thus
who | wc
tells how many people are logged on. And of course
ls | wc
counts your ﬁles.
Any program that reads from the terminal can read from a pipe instead; any program that writes on the terminal can drive a pipe. You can have as many elements in a pipeline as you wish.
Many UNIX programs are written so that they will take their input from one or more ﬁles if ﬁle arguments are given; if no arguments are given they will read from the terminal, and thus can be used in pipelines. pr is one example:
pr -3 a b c
prints ﬁles a, b and c in order in three columns. But in
cat a b c | pr -3
pr prints the information coming down the pipeline, still in three columns.
We have already mentioned once or twice the mysterious ”shell,” which is in fact sh(1). The shell is the program that interprets what you type as commands and arguments. It also looks after translating *, etc., into lists of ﬁlenames, and <, >, and | into changes of input and output streams.
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The shell has other capabilities too. For example, you can run two programs with one command line by separating the commands with a semicolon; the shell recognizes the semicolon and breaks the line into two commands. Thus
does both commands before returning with a prompt character.
You can also have more than one program running simultaneously if you wish. For example, if you are doing something time-consuming, like the editor script of an earlier section, and you don’t want to wait around for the results before starting something else, you can say
ed ﬁle <script &
The ampersand at the end of a command line says ”start this command running, then take further commands from the terminal immediately,” that is, don’t wait for it to complete. Thus the script will begin, but you can do something else at the same time. Of course, to keep the output from interfering with what you’re doing on the terminal, it would be better to say
ed ﬁle <script >script.out &
which saves the output lines in a ﬁle called script.out.
When you initiate a command with &, the system replies with a number called the process number, which identiﬁes the command in case you later want to stop it. If you do, you can say
If you forget the process number, the command ps will tell you about everything you have running. (If you are desperate, kill 0 will kill all your processes.) And if you’re curious about other people, ps a will tell you about all programs that are currently running.
You can say
(command1; command2; command3) &
to start three commands in the background, or you can start a background pipeline with
command1 | command2 &
Just as you can tell the editor or some similar program to take its input from a ﬁle instead of from the terminal, you can tell the shell to read a ﬁle to get commands. (Why not? The shell, after all, is just a program, albeit a clever one.) For instance, suppose you want to set tabs on your terminal, and ﬁnd out the date and who’s on the system every time you log in. Then you can put the three necessary commands (tabs, date, who) into a ﬁle, let’s call it startup, and then run it with
This says to run the shell with the ﬁle startup as input. The effect is as if you had typed the contents of startup on the terminal.
If this is to be a regular thing, you can eliminate the need to type sh: simply type, once only, the
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chmod +x startup
and thereafter you need only say
to run the sequence of commands. The chmod(1) command marks the ﬁle executable; the shell recognizes this and runs it as a sequence of commands.
If you want startup to run automatically every time you log in, create a ﬁle in your login directory called .proﬁle, and place in it the line startup. When the shell ﬁrst gains control when you log in, it looks for the .proﬁle ﬁle and does whatever commands it ﬁnds in it. We’ll get back to the shell in the section on programming.
III. DOCUMENT PREPARATION
UNIX systems are used extensively for document preparation. There are two major formatting programs, that is, programs that produce a text with justiﬁed right margins, automatic page numbering and titling, automatic hyphenation, and the like. nroff is designed to produce output on terminals and line-printers. troff (pronounced ”tee-roff”) instead drives a phototypesetter, which produces very high quality output on photographic paper. This paper was formatted with troff.
The basic idea of nroff and troff is that the text to be formatted contains within it ”formatting commands” that indicate in detail how the formatted text is to look. For example, there might be commands that specify how long lines are, whether to use single or double spacing, and what running titles to use on each page.
Because nroff and troff are relatively hard to learn to use effectively, several ”packages” of canned formatting requests are available to let you specify paragraphs, running titles, footnotes, multi-column output, and so on, with little effort and without having to learn nroff and troff. These packages take a modest effort to learn, but the rewards for using them are so great that it is time well spent.
In this section, we will provide a hasty look at the ”manuscript” package known as -ms. Formatting requests typically consist of a period and two upper-case letters, such as .TL, which is used to introduce a title, or .PP to begin a new paragraph.
A document is typed so it looks something like this:
.TL title of document .AU author name .SH section heading .PP
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paragraph … .PP another paragraph … .SH another section heading .PP etc.
The lines that begin with a period are the formatting requests. For example, .PP calls for starting a new paragraph. The precise meaning of .PP depends on what output device is being used (typesetter or terminal, for instance), and on what publication the document will appear in. For example, -ms normally assumes that a paragraph is preceded by a space (one line in nroff, ½ line in troff), and the ﬁrst word is indented. These rules can be changed if you like, but they are changed by changing the interpretation of .PP, not by re-typing the document.
To actually produce a document in standard format using -ms, use the command
troff -ms ﬁles …
for the typesetter, and
nroff -ms ﬁles …
for a terminal. The -ms argument tells troff and nroff to use the manuscript package of formatting requests.
There are several similar packages; check with a local expert to determine which ones are in common use on your machine.
In addition to the basic formatters, there is a host of supporting programs that help with document preparation. The list in the next few paragraphs is far from complete, so browse through the manual and check with people around you for other possibilities.
eqn and neqn let you integrate mathematics into the text of a document, in an easy-to-learn language that closely resembles the way you would speak it aloud. For example, the eqn input
sum from i=0 to n x sub i ~=~ pi over 2
produces the output
The program tbl provides an analogous service for preparing tabular material; it does all the computations necessary to align complicated columns with elements of varying widths.
refer prepares bibliographic citations from a data base, in whatever style is deﬁned by the formatting package. It looks after all the details of numbering references in sequence, ﬁlling in page and volume numbers, getting the author’s initials and the journal name right, and so on.
spell and typo detect possible spelling mistakes in a document. spell works by comparing the
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words in your document to a dictionary, printing those that are not in the dictionary. It knows enough about English spelling to detect plurals and the like, so it does a very good job. typo looks for words which are ”unusual”, and prints those. Spelling mistakes tend to be more unusual, and thus show up early when the most unusual words are printed ﬁrst.
grep looks through a set of ﬁles for lines that contain a particular text pattern (rather like the editor’s context search does, but on a bunch of ﬁles). For example,
grep ‘ing$’ chap*
will ﬁnd all lines that end with the letters ing in the ﬁles chap*. (It is almost always a good practice to put single quotes around the pattern you’re searching for, in case it contains characters like * or $ that have a special meaning to the shell.) grep is often useful for ﬁnding out in which of a set of ﬁles the misspelled words detected by spell are actually located.
diff prints a list of the differences between two ﬁles, so you can compare two versions of something automatically (which certainly beats proofreading by hand).
wc counts the words, lines and characters in a set of ﬁles. tr translates characters into other characters; for example it will convert upper to lower case and vice versa. This translates upper into lower:
tr A-Z a-z <input >output
sort sorts ﬁles in a variety of ways; cref makes cross-references; ptx makes a permuted index (keyword-in-context listing). sed provides many of the editing facilities of ed, but can apply them to arbitrarily long inputs. awk provides the ability to do both pattern matching and numeric computations, and to conveniently process ﬁelds within lines. These programs are for more advanced users, and they are not limited to document preparation. Put them on your list of things to learn about.
Most of these programs are either independently documented (like eqn and tbl), or are sufﬁciently simple that the description in the UNIX Programmer’s Manual is adequate explanation.
Hints for Preparing Documents
Most documents go through several versions (always more than you expected) before they are ﬁnally ﬁnished. Accordingly, you should do whatever possible to make the job of changing them easy.
First, when you do the purely mechanical operations of typing, type so that subsequent editing will be easy. Start each sentence on a new line. Make lines short, and break lines at natural places, such as after commas and semicolons, rather than randomly. Since most people change documents by rewriting phrases and adding, deleting and rearranging sentences, these precautions simplify any editing you have to do later.
Keep the individual ﬁles of a document down to modest size, perhaps ten to ﬁfteen thousand characters. Larger ﬁles edit more slowly, and of course if you make a dumb mistake it’s better to have clobbered a small ﬁle than a big one. Split into ﬁles at natural boundaries in the document, for the same reasons that you start each sentence on a new line.
The second aspect of making change easy is to not commit yourself to formatting details too early.
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One of the advantages of formatting packages like -ms is that they permit you to delay decisions to the last possible moment. Indeed, until a document is printed, it is not even decided whether it will be typeset or put on a line printer.
As a rule of thumb, for all but the most trivial jobs, you should type a document in terms of a set of requests like .PP, and then deﬁne them appropriately, either by using one of the canned packages (the better way) or by deﬁning your own nroff and troff commands. As long as you have entered the text in some systematic way, it can always be cleaned up and re-formatted by a judicious combination of editing commands and request deﬁnitions.
There will be no attempt made to teach any of the programming languages available but a few words of advice are in order. One of the reasons why the UNIX system is a productive programming environment is that there is already a rich set of tools available, and facilities like pipes, I/O redirection, and the capabilities of the shell often make it possible to do a job by pasting together programs that already exist instead of writing from scratch.
The pipe mechanism lets you fabricate quite complicated operations out of spare parts that already exist. For example, the ﬁrst draft of the spell program was (roughly)
cat … collect the ﬁles | tr … put each word on a new line | tr … delete punctuation, etc. | sort into dictionary order | uniq discard duplicates | comm print words in text but not in dictionary
More pieces have been added subsequently, but this goes a long way for such a small effort.
The editor can be made to do things that would normally require special programs on other systems. For example, to list the ﬁrst and last lines of each of a set of ﬁles, such as a book, you could laboriously type
ed e chap1.1 1p $p e chap1.2 1p $p etc.
But you can do the job much more easily. One way is to type
ls chap* >temp
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to get the list of ﬁlenames into a ﬁle. Then edit this ﬁle to make the necessary series of editing commands (using the global commands of ed), and write it into script. Now the command
will produce the same output as the laborious hand typing. Alternately (and more easily), you can use the fact that the shell will perform loops, repeating a set of commands over and over again for a set of arguments:
for i in chap* do ed $i <script done
This sets the shell variable i to each ﬁle name in turn, then does the command. You can type this command at the terminal, or put it in a ﬁle for later execution.
Programming the Shell
An option often overlooked by newcomers is that the shell is itself a programming language, with variables, control ﬂow (if-else, while, for, case), subroutines, and interrupt handling. Since there are many building-block programs, you can sometimes avoid writing a new program merely by piecing together some of the building blocks with shell command ﬁles.
We will not go into any details here; examples and rules can be found in An Introduction to the UNIX Shell, by S. R. Bourne.
Programming in C
If you are undertaking anything substantial, C is the only reasonable choice of programming language: everything in the UNIX system is tuned to it. The system itself is written in C, as are most of the programs that run on it. It is also a easy language to use once you get started. C is introduced and fully described in The C Programming Language by B. W. Kernighan and D. M. Ritchie (Prentice-Hall, 1978). Several sections of the manual describe the system interfaces, that is, how you do I/O and similar functions. Read UNIX Programming for more complicated things.
Most input and output in C is best handled with the standard I/O library, which provides a set of I/O functions that exist in compatible form on most machines that have C compilers. In general, it’s wisest to conﬁne the system interactions in a program to the facilities provided by this library.
C programs that don’t depend too much on special features of UNIX (such as pipes) can be moved to other computers that have C compilers. The list of such machines grows daily; in addition to the original PDP-11, it currently includes at least Honeywell 6000, IBM 370, Interdata 8/32, Data General Nova and Eclipse, HP 2100, Harris /7, VAX 11/780, SEL 86, and Zilog Z80. Calls to the standard I/O library will work on all of these machines.
There are a number of supporting programs that go with C. lint checks C programs for potential portability problems, and detects errors such as mismatched argument types and uninitialized variables.
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For larger programs (anything whose source is on more than one ﬁle) make allows you to specify the dependencies among the source ﬁles and the processing steps needed to make a new version; it then checks the times that the pieces were last changed and does the minimal amount of recompiling to create a consistent updated version.
The debugger adb is useful for digging through the dead bodies of C programs, but is rather hard to learn to use effectively. The most effective debugging tool is still careful thought, coupled with judiciously placed print statements.
The C compiler provides a limited instrumentation service, so you can ﬁnd out where programs spend their time and what parts are worth optimizing. Compile the routines with the -p option; after the test run, use prof to print an execution proﬁle. The command time will give you the gross run-time statistics of a program, but they are not super accurate or reproducible.
If you have to use Fortran, there are two possibilities. You might consider Ratfor, which gives you the decent control structures and free-form input that characterize C, yet lets you write code that is still portable to other environments. Bear in mind that UNIX Fortran tends to produce large and relatively slow-running programs. Furthermore, supporting software like adb, prof, etc., are all virtually useless with Fortran programs. There may also be a Fortran 77 compiler on your system. If so, this is a viable alternative to Ratfor, and has the non-trivial advantage that it is compatible with C and related programs. (The Ratfor processor and C tools can be used with Fortran 77 too.)
If your application requires you to translate a language into a set of actions or another language, you are in effect building a compiler, though probably a small one. In that case, you should be using the yacc compiler-compiler, which helps you develop a compiler quickly. The lex lexical analyzer generator does the same job for the simpler languages that can be expressed as regular expressions. It can be used by itself, or as a front end to recognize inputs for a yacc-based program. Both yacc and lex require some sophistication to use, but the initial effort of learning them can be repaid many times over in programs that are easy to change later on.
Most UNIX systems also make available other languages, such as Algol 68, APL, Basic, Lisp, Pascal, and Snobol. Whether these are useful depends largely on the local environment: if someone cares about the language and has worked on it, it may be in good shape. If not, the odds are strong that it will be more trouble than it’s worth.
V. UNIX READING LIST
K. L. Thompson and D. M. Ritchie, The UNIX Programmer’s Manual, Bell Laboratories, 1978. Lists commands, system routines and interfaces, ﬁle formats, and some of the maintenance procedures. You can’t live without this, although you will probably only need to read section 1.
Documents for Use with the UNIX Time-sharing System. Volume 2 of the Programmer’s Manual. This contains more extensive descriptions of major commands, and tutorials and reference manuals. All of the papers listed below are in it, as are descriptions of most of the programs mentioned above.
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D. M. Ritchie and K. L. Thompson, ”The UNIX Time-sharing System,” CACM, July 1974. An overview of the system, for people interested in operating systems. Worth reading by anyone who programs. Contains a remarkable number of one-sentence observations on how to do things right.
The Bell System Technical Journal (BSTJ) Special Issue on UNIX, July/August, 1978, contains many papers describing recent developments, and some retrospective material.
The 2nd International Conference on Software Engineering (October, 1976) contains several papers describing the use of the Programmer’s Workbench (PWB) version of UNIX.
B. W. Kernighan, ”A Tutorial Introduction to the UNIX Text Editor” and ”Advanced Editing on UNIX,” Bell Laboratories, 1978. Beginners need the introduction; the advanced material will help you get the most out of the editor.
M. E. Lesk, ”Typing Documents on UNIX,” Bell Laboratories, 1978. Describes the -ms macro package, which isolates the novice from the vagaries of nroff and troff, and takes care of most formatting situations. If this speciﬁc package isn’t available on your system, something similar probably is. The most likely alternative is the PWB/UNIX macro package -mm; see your local guru if you use PWB/UNIX.
B. W. Kernighan and L. L. Cherry, ”A System for Typesetting Mathematics,” Bell Laboratories Computing Science Tech. Rep. 17.
M. E. Lesk, ”Tbl — A Program to Format Tables,” Bell Laboratories CSTR 49, 1976.
J. F. Ossanna, Jr., ”NROFF/TROFF User’s Manual,” Bell Laboratories CSTR 54, 1976. troff is the basic formatter used by -ms, eqn and tbl. The reference manual is indispensable if you are going to write or maintain these or similar programs. But start with:
B. W. Kernighan, ”A TROFF Tutorial,” Bell Laboratories, 1976. An attempt to unravel the intricacies of troff.
B. W. Kernighan and D. M. Ritchie, The C Programming Language, Prentice-Hall, 1978. Contains a tutorial introduction, complete discussions of all language features, and the reference manual.
B. W. Kernighan and D. M. Ritchie, ”UNIX Programming,” Bell Laboratories, 1978. Describes how to interface with the system from C programs: I/O calls, signals, processes.
S. R. Bourne, ”An Introduction to the UNIX Shell,” Bell Laboratories, 1978. An introduction and reference manual for the Version 7 shell. Mandatory reading if you intend to make effective use of the programming power of this shell.
S. C. Johnson, ”Yacc — Yet Another Compiler-Compiler,” Bell Laboratories CSTR 32, 1978.
M. E. Lesk, ”Lex — A Lexical Analyzer Generator,” Bell Laboratories CSTR 39, 1975.
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S. C. Johnson, ”Lint, a C Program Checker,” Bell Laboratories CSTR 65, 1977.
S. I. Feldman, ”MAKE — A Program for Maintaining Computer Programs,” Bell Laboratories CSTR 57, 1977.
J. F. Maranzano and S. R. Bourne, ”A Tutorial Introduction to ADB,” Bell Laboratories CSTR 62, 1977. An introduction to a powerful but complex debugging tool.
S. I. Feldman and P. J. Weinberger, ”A Portable Fortran 77 Compiler,” Bell Laboratories, 1978. A full Fortran 77 for UNIX systems.
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UNIX For Beginners — Second Edition